the SEC

The U.S. Securities and Exchange Commission filed a lawsuit against crypto exchange Bittrex and one of its co-founders alleging it was operating as an "unregistered national securities exchange, broker, and clearing agency." Bittrex co-founder and former CEO William Shihara was named in...

The United States Securities and Exchange Commission has ordered Wells Fargo & Company (NYSE: WFC) to pay $35 million in compensation to some of the bank's clients. What Happened Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network failed to supervise the employees who...

Tupperware Brands Corporation (NYSE: TUP) is under investigation by law firm Block & Leviton LLC, who are looking into “possible securities fraud.” What Happened Tupperware, a household products e-commerce platform, announced on Feb. 24 that it had filed a...